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FINRA

About the Company
Employees
409

Employee List (409)

Katie Andrews

FINRA

Manager - Market Operations/Corporate Actions

  • Location Rockville, MD
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Paul Voketaitis

FINRA

Associate Director, Financial and Operational Policy

  • Location Washington, DC
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Steve Amato

FINRA

Financial Reporting Manager

  • Location Washington, DC
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Janine Wertheim

Securities America, Inc. Member FINRA/SIPC

President

  • Location Omaha, NE
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Howard Ryan

Securities America, Inc. Member FINRA/SIPC

Regional Sales Supervision Principal

  • Location Kearney, NE
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Dean Miller

FINRA

Director, Sales Practice Policy, Member Regulation

  • Location Washington, DC
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Mark Lewis

Mutual Securities, Inc. Member FINRA, SIPC

General Securities Principal, Institutional Fixed Income Sales & Trading

  • Location Agoura Hills, CA
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Melissa Bottolfson

Allianz Life Financial Services, LLC, Member FINRA

Principal of Sales Support and Supervision

  • Location Minneapolis, MN
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John Karper

FINRA

Business Technology Manager

  • Location Washington, DC
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Steve Caine, CISSP, CompTIA Security+, CISA

FINRA

Associate IS Audit Director

  • Location Rockville, MD
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Company Summary
  • Address
    1735 K St Nw
    Washington, DC 20006
  • Industry
    Financial Service
  • Estimated Revenue
    100M - 500M
  • Company Size
    1001-5000 employees

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